renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
from the date specified in the SEC letter to be issued to notify their possession of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The
; - Experts are available, if needed; - Individuals meeting the criteria and eligibility requirements to perform engagement quality review are available, where applicable; - Intellectual resources are available
in the amount not less than 1 million baht and not less than 7% of the general liabilities and collateral : (a) not keeping the client’s assets in its possession; (b) not having investment in or
in the amount not less than 1 million baht and not less than 7% of the general liabilities and collateral: (a) not keeping the client’s assets in its possession; (b) not having investment in or holding
in the amount not less than 1 million baht and not less than 7% of the general liabilities and collateral: (a) not keeping the client’s assets in its possession; (b) not having investment in or holding
possession of prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law, the granting of approval for the appointment of director or executive of a
protection of Brand and intellectual property rights, the setup of selective distribution networks, licensing arrangements, employee relations, distribution agreements and other areas relating to its business