avoid abusing the self-regulation regime to create member privilege or unfair competition in the industry. 2. Impact of the adoption of sliding scale brokerage fee Termination of sliding scale brokerage
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best