caused damage to ACAP as well as kept incorrect or inaccurate accounts to deceitfully deprive ACAP of their rightful benefit. This case is in the process of inquiry by the inquiry official. SEC Act S
or another person and caused damage to ACAP as well as kept incorrect or inaccurate accounts to deceitfully deprive ACAP of their rightful benefit. This case is in the process of inquiry by the inquiry
caused damage to ACAP as well as kept incorrect or inaccurate accounts to deceitfully deprive ACAP of their rightful benefit. This case is in the process of inquiry by the inquiry official. SEC Act S
.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring
, the highly active market in 1987 drew in short-term speculation that led to unfair market practice amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange
to be current at reasonable time or when it appears that the possessed information are incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in
ถูกต้อง (Incorrect Pricing) 4) ค่าธรรมเนียมหรือค่าใช้จ่ายที่เรียกเก็บจากผู้ลงทุน 5) การควบหรือรวมกองทุนรวม 6) การรับชำระหนี้ด้วยทรัพย์สินอื่น อำนาจสั่งการของ ก.ล.ต. ผู้จัดการกองทุน การวัดผลการดำเนิน
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of