markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
- April, 2015, the SEC has been striving forward the Thai capital market with the emphasis on development in preparation for ever changing global trend and economic environment. This aimed at building trust
. _____________________________ Remark: the hearing documents (Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1551229102hearing-11-2562.pdf Documents SHARE : Building Confidence in the
) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co
company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co) Subscription, sale and allocation Related Manuals and
Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co
Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares
price, it must also comply with the criteria for low-price shares. Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock
; 8. Investments in incomplete projects (greenfield projects) are subject to following conditions: investment units in greenfield projects ≤ 30% of the total asset value shall be put on offer for
) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the