advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons. By committing such act which gained him more than 42 million baht in benefits
JAS stock noticeably increased and Mr. Soraj gained undue benefits from selling the JASH16 Futures he had bought. SEC Act S.89/7 and Section 89/10 and Section 89/11 Settlement Committee Meeting No
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
Discussion & Analysis • Issuance and offering of debenture for Baht 5,000 million to institutional and major investors GPSC has offered the debenture worth Baht 5,000 million to institutional and major
. Moreover, the construction income gained in this captioned year was lower than last year of which its number of 3 projects were more than this captioned year. Service Income In 2018, the company’s and
management based on the Company's financial statements for the 12 months ended December 31, 2018 NCL Group gained net profit of 3.16 million Baht or 0.26% of revenue from sales and services, increasing 141.53
High Net Worth Investor and High Net Worth Investor. Clause 3 A securities business license applicant and licensee shall have paid- up registered capital of no less than the following amounts: (1) one
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail