would be required to ensure that there is a separate securities account for each UBO and register for authentication with the BOT or proceed with any other actions for the BOT’s acknowledgement of the
charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
/Form (Notification of Securities and Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) 4. Circular 10
เงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (Task Force on Climate-Related Financial Disclosure : TCFD) อย่างเป็นทางการ (TCFD Supporter) เมื่อวันที่ 30 ธันวาคม 2563 และในปี 2564 ก.ล.ต. ได้กำหนดให้บริษัทจดทะเบียน
agency to have become an official supporter of the TCFD since 30 December 2020, the SEC has encouraged listed companies to adopt the TCFD Recommendations and promoted the incorporation of climate
proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who ceases all businesses. Clause 3 An
paragraph, the intermediary shall proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who
Supervisory Board concerning Rules on Personnel in the Capital Market Business. For the appointment of the independent director under the first paragraph, the intermediary shall proceed completely before the
as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a