SEC Help Center Whistleblower Filing a tip (whistleblowing) means providing information that can be used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who
as Public Cheating and Fraud B.E. 2527 (1984), and reported the facts on the alleged offenses in accordance with the Law to the ECSD for further legal proceeding and relevant enforcement. The ECSD
and Viroj with the DSI for further legal proceeding because they refused to enter the fining process with the Criminal Fining Committee. The other five offenders in the case, on the other hand, have
incident during the same period of time decide to participate in such legal proceeding. This is convenient because members of a class action do not need to go through each and every step individually, and
filed the criminal complaint against {A} with the DSI for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of director of a publicly held company, and thus
the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically
were subject to civil sanctions under Section 296 of the SEA, as amended, too. The Civil Sanction Committee has resolved to authorize SEC to initiate a civil sanction proceeding against Chantip
activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3
. 1.2 Scope of activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or
-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3 Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to