In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in
questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young
investment in (i) the companies in such employer?s group and (ii) investment units of mutual funds and trust units of trust having main objective to invest in the assets of employer?s assets and the companies
ThaiBMA executive team, on 3 November 2023 at the SEC Building. The meeting was convened with the primary objective of fostering collaboration in the development and enhancement of standards related to the
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
Operational Risks: The top-level management and directors jointly assessed potential risks to the SEC's objective achievement, especially in the key operational areas. Risk management plans were laid out and
above, but also the nuanced interaction that engagement tends to be. Underpinning them all is a framework of well-thought-through policies, specific to each investor’s circumstances, and the objective of
Thai Industries and the Tourist Council of Thailand. The objective of the program is to pr omote anti-corruption practices. The CAC Committee has appointed the IOD as secretary and promoter
Thai Industries and the Tourist Council of Thailand. The objective of the program is to pr omote anti-corruption practices. The CAC Committee has appointed the IOD as secretary and promoter