disturbance for recipients, and prescribing the nature of convenient options for recipients to terminate or refuse receipt of such data. When announced, the specifics shall be adopted by KBank as guidelines for
ทบต่อระบบสารสนเทศที่มีความสำคัญ ประเภทระบบหยุดชะงัก (system disruption) ต่อสำนักงานล่าช้ากว่าระยะเวลาที่ประกาศกำหนด เป็นจำนวน 6 ครั้ง พ.ร.ก.สินทรัพย์ดิจิทัล ม.30 การประชุมคณะกรรมการเปรียบเทียบ ครั้ง
securities in the client?s account without authorization. His actions, authorized or arbitrary, were deemed interference with client assets, non-compliance with professional standards of conduct. In the case
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
the investor contact. The interference with the client?s assets and the offering of false information to the client with the intention to deceive are dishonest doings and contravene the standards
investor contacts, securities companies and investors themselves of the negative effects of asset interference and strongly advising investor contacts against committing such misconduct; otherwise, the SEC
unauthorized trading transactions in his account, to which Pojpraphan admitted to have made. His actions were deemed interference with client assets in violation of Clause 11(2) of the above Notification. The
another person?s bank account. Wittaya?s actions were deemed interference with client assets and performing duties beyond the scope of his responsibilities. Both sanctions took effect on August 7, 2008.
activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business