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ก.ล.ต. และสมาคมบริษัทหลักทรัพย์ไทย ร่วมจัดงาน “SEC 2024 Supervision Approach and Risk Management Guideline”

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และสมาคมบริษัทหลักทรัพย์ไทย (ASCO) ร่วมจัดงานสัมมนา SEC 2024 Supervision Approach and Risk Management Guideline เพื่อเสริมสร้างความเข้าใจ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10655

SEC public hearing on Portfolio Advisory and Program Trading service provision guideline by the Association of Securities Companies

SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019, with the objectives to ensure that assistance on portfolio advisory and program trading is made...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8354

SEC Thailand’s Public Hearing on Draft on providing services of Portfolio Advisory and Program Trading guideline by ASCO

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=551

อน. 15/2546 แนวทางการปฏิบัติงานเกี่ยวกับการคำนวณมูลค่าต่อหน่วยและจำนวนหน่วยของกองทุนสำรองเลี้ยงชีพ (Guideline for Unitization of Provident Fund)

http://law.sec.or.th/content/2377/4461/1#4461

SEC Thailand’s public hearing on proposed amendments and drafted regulations on mutual fund’s use of liquidity management tools and liquidity risk management guideline

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=705

SEC Thailand’s Public Hearing on Draft Guideline for Sales Promotion of Investment Units of Mutual Funds of the Association of Investment Management Companies.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=911

SEC amends equity allocation regulations to enhance clarity, widespread distribution and compliance

principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10149

Result of IPO Sale Reports - SIS : SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED

Type of securities : Common share | Effective Date : 08/06/2004 | Close Selling Date : 11/06/2004

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=e&ref_id=74&content_id=1

Annual Report of Listed Company (Form 56-2) - SIS : SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED

Year : 2004

http://market.sec.or.th/public/idisc/en/FinancialReport/R562-0000004962

Annual Report of Listed Company (Form 56-2) - SIS : SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED

Year : 2005

http://market.sec.or.th/public/idisc/en/FinancialReport/R562-0000004962