}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the
professional advice after a thorough examination of the particular situation. British Library Cataloguing in Publication Data ISBN 978-1-907387-13-5 © International Corporate Governance Network 2 ICGN Guidance
ัง้แรก (“IPO”) ตลำดรอง: SET mai หมวดธุรกจิ (sector): ……………………………………… เกณฑเ์ขำ้จดทะเบยีน: profit test market capitalization test (ในกรณีทีบ่รษัิทจะเขา้จดทะเบยีนในตลาดหลกัทรัพยฯ์ ดว้ยเกณฑ ์market
matters: (1) business continuity management, as detailed in Part 1; (2) review, monitoring, and examination of computer systems relating to clearing, settlement, and depository services with respect to
, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or
traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or analysis of
public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
trading orders. During an examination of a securities trading inconsistent with normal market conditions, the SEC found that six securities companies had failed to submit recorded tapes of their phone