, code of ethics and professional standards. In this regards, the compliance officer and compliance unit shall be independent from other units: (b) determine the annual inspection plan which is approved by
related work to be in accordance with laws, code of ethics and professional standards. In this regards, the compliance officer and compliance unit shall be independent from other units: (b) determine the
ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ประกาศเรื่อง จรรยาบรรณสำหรับผู้บริหารของบริษัทหลักทรัพย์ (Code of Ethics) ที่ อธ./น. 3/2542 เพื่อเป็นการส่งเสริมมาตรฐานที่ดีและเป็นธรรมในการดำเนิน
Exchange Commission 6/2548 (Synopsis) 08/04/2005 01/05/2005 11. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the
. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company 17/02/1999 14. Report/Form (Notification of Securities
/pdf/IOSCOPD134.pdf 3 (a) the approval and registration of statutory auditors and audit firms; (b) the adoption of standards on professional ethics, internal quality control of audit firms and auditing
applicant must have the same qualifications as when first applied and must retake and pass relevant examinations. If an examination on ethics was not required for the entrance application, the applicant must
International Standards on Auditing (ISAs) and accounting professional ethics in the revision and adoption of Thai accounting standards. In addition, FAP continuously works on dissemination of knowledge on