requiring SECC to arrange for a special audit, the SEC, on December 15, 2008, issued another letter to urge the company?s directors and audit committee members to expedite the process in compliance with the

Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish

years and 10 million baht within four years, and (3) requiring REIT managers to report the maintenance of capital to the trustees.The consultation paper can be found at https://www.sec.or.th/TH/Pages

reducing the deposit limit in cash or cash equivalent of any specific issuer (single entity limit) from the previous 20 percent to 10 percent, and (2) requiring more disclosure in the fact sheet of

Securities Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who

virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major shareholders

Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major

received a letter from Mrs. Phanna Chumbuathong, requesting to be postponed the final payment of the share payment for 6 months, claiming that the contract will be due on 26 December 2019. The company

from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition

May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset