(section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and
Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and Combating of Terrorist Financing |- Others Contact The Securities and Exchange Commission, Thailand
Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and Combating of Terrorist Financing |- Others Executives of securities companies
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of
), (5) King Mongkut's Institute of Technology Ladkrabang (KMITL), (6) CMKL University (Established as a collaboration between Carnegie Mellon University and King Mongkut's Institute of Technology
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
, promoting the use of technology to screen information that may cause harm, and supporting the public's ability to make investment decisions with greater prudence and safety, including collaboration with Meta
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
Ministry of Information and Communication Technology, the Bank of Thailand, the Office of Insurance Commision and the Stock Exchange of Thailand.In organizing the event, the SEC and the ADB aimed to promote