Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
Mr. Somprasong Panjalak Mr. Somprasong Panjalak, Managing Director who is responsible for the operation of Prime Road Power Public Company Limited (?PRIME?), had duty to supervise the preparation
Roojai Company Limited Roojai Company Limited ("ROOJAI"), a securities issuer, had a duty to prepare and submit the financial statement for the year 2021 within 31 June 2022. However
Roojai Company Limited Roojai Company Limited ("ROOJAI") had a duty to prepare and submit the key financial ratio for the year 2021 within 30 June 2022. However, ROOJAI prepared and
Phuket Fantasea Public Company Limited Phuket Fantasea Public Company Limited (“PHUKET”) had a duty to prepare and submit the financial statement for the year 2021 within 31 March 2022. However
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee
Tapaco Public Company Limited Tapaco Public Company Limited (“TAPACO”) had a duty to prepare and submit the financial statement for the year 2022 within 3 January 2023. However, TAPACO prepared and
All Inspire Development Company Limited All Inspire Development Company Limited (“ALL”) had duty to prepare and submit financial statement for Q3 year 2023 within 14 November 2023 which is the period
private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of