appropriate level of risks. To achieve such a goal, the SEC believes that investing in activities with emphasis on sustainability strategies, good governance and accountability to the society and environment
come in various and complex forms and cast widespread impacts on the business and public sectors, as seen in frauds taking place globally, involving fabrication of financial statements and corrupted acts
accountability of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8822 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on
about the accountability of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8822 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and
Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
over appropriate time-horizons, and should be transparently communicated to beneficiaries or clients. 1.6 Transparency and accountability Institutional investors should be transparent and open with their
, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market
key approach to enhance operational efficiency and promote the SEC role as a learning organization. ?The SEC will continue to develop the capital market by exercising our core value of openness