-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
digital assets to facilitate illegal financial transactions, while ensuring regulatory clarity to facilitate legitimate uses of digital assets.? Pursuant to the Royal Decree, digital assets include
Shareholders No. 1/2021 (Change PDF clarity) 24/08/2021 20:15 Acquisition of assets and determination of the meeting date, the date to determine the name list of shareholders being entitled to attend the meeting
promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are
different types of securities offering, to improve clarity and practicality. The notification of the amended regulations has been published in the Government Gazette and will take effect as from 1 July 2023
for greater clarity the qualifications of the IPO applicant in the part of non-involvement in any illegal business by excluding any insignificant misdemeanor or any wrongdoing not directly related to
Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities