Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form
Bangkok, October 3, 2014 ? The SEC launched ?Money Mun-D? an infotainment radio program serving as a channel for dissemination of knowledge on financial planning and investment as well as creation of
aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create
14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create their own financial well-being beyond retirement
commitees, securities analysts and investors.?We expect that this latest collaboration with the FAP will provide more knowledge and understanding of the new auditor?s report criteria and encourage auditors
ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
สิ่งที่ส่งมาด้วย 3_ตัวอย่างแบบฟอร์มการประเมินความรู้ความสามารถในการลงทุน (knowledge assessment) สำหรับการลงทุนในผลิตภัณฑ์ในตลาดทุนที่มีความเสี่ยงสูงหรือมีความซับซ้อน
become capable of giving advice on saving and investment choices that are suitable for their clients’ needs and risk profiles. The banks have also consistently promoted public knowledge and understanding