), Thammasat University • MBA, the University of Iowa, USA (Royal Thai Government Scholarship Recipient) • Bachelor of Accountancy, Thammasat University • Bachelor of Commerce (Honors), Thammasat University
Accountancy, Thammasat University Bachelor of Commerce, Thammasat University 3. Prof. Viroj Lowhaphandu Position: Advisor to Board of Directors, Central Plaza Hotel Public Company Limited Honorary Member
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{A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client