Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company

Rules for Being Settlor and Trustee of Real Estate Investment Trust

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)

policy is followed. In addition, being underweight is not, of itself, a reason for not intervening. Instances when institutional investors may want to intervene include, but are not limited to, when they

damages the well-being of society or a specific target population. For the avoidance of doubt, it is acknowledged that the definition of target population can vary depending on local contexts and that, in

Adulyadej, Rex., Given on this 27th day of June B.E. 2540 Being the 52nd Year of the Present Reign. His Majesty King Bhumibhol Adulyadej has graciously issued a royal command to announce that: Whereas it is

related to its use. ] Bhumibhol Adulyadej, Rex., Given on this 27th day of June B.E. 2540 Being the 52nd Year of the Present Reign. His Majesty King Bhumibhol Adulyadej has graciously issued a royal command

independent party to be the company’s external auditor, consider and recommend the auditor’s remuneration, and hold a meeting with the external auditor without the presence of management at least once a year