role of the chairman of the board should be clearly defined. If the persons acting as the chairman and the chief executive officer are the same or connected, the board may appoint a designated
ensure right-to-the-point, effective problem solving. This involves interconnection among stakeholders with relevant, similar issues to create a well-balanced market ecosystem,? said SEC Chief
role of the chairman of the board should be clearly defined. If the persons acting as the chairman and the chief executive officer are the same or connected, the board may appoint a designated
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for
collaboration.Commenting on the proposed AARG-World Bank collaboration, Mr. Kenneth Yap, Chief Executive, ACRA said ?This initiative bodes well for boosting the confidence in the ASEAN capital markets. The World Bank?s
, Chief Executive, ACRA (Singapore) said ?By setting a quantifiable milestone, audit regulators and audit firms in the region have demonstrated their commitment to work together to raise audit quality in
. This involves interconnection among stakeholders with relevant, similar issues to create a well-balanced market ecosystem,? said SEC Chief. Communication and education will be emphasized, apart from
International Standards on Auditing (ISAs) and accounting professional ethics in the revision and adoption of Thai accounting standards. In addition, FAP continuously works on dissemination of knowledge on