related to requested procedure, development or alter procedure, examining procedure and transfer operational system procedure. [A] o Providing a procedure or compliance guideline for emergency change and
the scheme capital can be made after the change in the scheme capital has been registered with the SEC. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
, the derivatives business operator shall notify the SEC Office in writing of such change of position or power of the said person in accordance with the form and procedure provided on the website of the
summary of the Company’s operating performance in 2018 and 2017 is shown in the following table: FY2018 FY2017 % Change FY2016 % Change [Amount in Baht Million] Y-o-Y Y-o-Y [2018 VS. 2017] [2017 VS. 2016
scheme capital (calculation based on the par value); 3) An additional offering of investment units to increase the scheme capital can be made after the change in the scheme capital has been registered
Microsoft Word - Resolution BD-1-62 _EN_ RE February 27, 2019 Subject: Dividend Payment, The Change of Company’s name, Memorandum of association, Objectives, Articles of association, Company’s seal
Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower Inquiries Complaint Forms Complaints / Whistleblowers Matters under the SEC
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related personnel of the policies and the practices as well as a procedure for continuous