Sukwilai (far right), Director of Civil Case Enforcement Bangkok Office 1, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a charitable donation to the

place to prevent potential damages from listed company transactions and enhance law enforcement effectiveness by increasing the SEC’s authority in case proceedings."Over the years, the SEC has undertaken

investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing

-Money Laundering Act B.E. 2542 (1999) and related amendments, the SEC has informed the case to the AMLO for consideration of further actions.This additional investigation is a collaboration between the

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Commerce and Accountancy, Chulalongkorn University, presented digital asset research at the 26th IOSCO Seminar

the court’s adjudication, respectively. In this case, the SEC received information from the Stock Exchange of Thailand (SET) and conducted further investigations in collaboration with the Central

Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that

The Securities and Exchange Commission (SEC), in collaboration with CFA Institute and CFA Society Thailand, conducted training on the topic “Understanding the Impact of Sustainability on the Value

interactive sessions, including workshops and case studies, that engaged approximately 200 industry participants, including executives, analysts, and consultants from across Thailand’s capital markets. These

or public offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social