at the SEC Building.The cyber drill was part of the joint action plan since the establishment of the Thai Capital Market CERT or TCM-CERT, which aims to upgrade the Thai capital market's capacity in
credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that
promotion for all business operators in the capital market. Expected to become effective in Q1/2013, the streamlined rules will set the same advertising and sales promotion standards for all businesses with
governance (ESG) aspects in their business operations, more so as we are the first capital market in ASEAN to join the UN Sustainable Stock Exchange (UN SSE). ?This year OECD adjusted the CG principles by
Rules Conditions and Procedures for Undertaking of Investment Advisory Business
Rules, Conditions and Procedures for Undertaking Investment Advisory Business
Rules on Undertaking of Derivatives Business for Licensed Derivatives Advisors
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary