met if the relevant disclosure is already included in the prospectus authorised by the SFC. The Hong Kong Covered Entity does not need to duplicate the disclosure in the Thai covering document. 8 For
does not need to duplicate the disclosure in the Hong Kong covering document. 9 For avoidance of doubt, revisions made to the Hong Kong covering document shall be filed with the SFC as soon as possible
generally launch its own investigations and may duplicate some of the efforts of the SEC. The SEC has taken a number of enforcement actions each year of the last five years (2008-2012), including a number