securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 1,930,300.00 Baht - a civil
's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from
; - a compensation of the benefit received from committing the offense in an amount of 704,250.00 Baht - a civil monetary penalty of 880,312.50 Baht
expenses 58 298 105 81.0 (64.8) ● Other operating expenses on Q1/2020, Baht 681 million, decreased by 22. 7% in comparison to Q1/2019 mainly due to lower expenses on employees’ benefit and special business
expenses on employees’ benefit and special business tax from debt payment received from a major debtor in Q1/2019 Expected credit losses (2019: Bad debts and doubtful accounts) For the three-month period
revenues dashed by 3%. Total Expenses: In 2Q19, the expenses were significantly increase by 15% due to an adjustment of employee benefit expenses in accordance to the labour protection act (No.7) B.E. 2019
transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval authority, and check and balance, in the
to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee