regulatory concern, both global & national level Responding to climate change focus Growing institutional and retail investors interest Shifting consumer preferences and embedding in business increasing global

advisor. ​ (5) Directors, managers, the executives of the investment banking unit adhering to professional code of ethics of financial advisor, integrity, and commitment to going-concern business; having

 politely ask the shareholders to post further inquiries on the matter of their concern after the meeting to allow other matters on the agenda to be considered for the sake of all shareholders'.   Q: Is it

any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts that may

company perform any acts to engage into assets trading or enter to be counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts

counterparty before the fund. Clause 6. Management company shall manage their own business in the matters which concern with any acts that may create conflict of interest to the fund as the following: (1

concern about the possible negative impact if they join the project and have to disclose the adjustment information. No adjustment 17% 1- 5 adjustments 33% More than 5 adjustments 50% 10.52 transactions per

firms did not concern over significant client’s issues before accept those clients. Example 1 : There was insufficient documentation regarding client acceptance evaluation. In addition, some evaluation

.,LTD. WEALTH CONCEPT MUTUAL FUND BROKERAGE SECURITIES CO.,LTD. AMUNDI MUTUAL FUND BROKERAGE SECURITIES (THAILAND) CO.,LTD. ASCEND WEALTH CO.,LTD. FINNOMENA MUTUAL FUND BROKERAGE SECURITIES CO.,LTD

ให้ผู้ถือสามารถไถ่ถอนก่อนก าหนด การก าหนดเงื่อนไขในการรองรับและรับรู ้ - 11 - ผลขาดทุนของ ธพ. เมื่อ ธพ. มีผลการด าเนินงานที่ไม่สามารถด าเนินกิจการต่อไปได้ 1 (“loss absorption on a gone-concern basis