service provision appropriately and adequately throughout the period of participating in the regulatory sandbox ; (b) assessing and managing potential risks from service provision; (c) having procedures for
service provision appropriately and adequately throughout the period of participating in the regulatory sandbox; (b) assessing and managing potential risks from service provision; (c) having procedures for
relevant for assessing the SPT performance leading to a potential adjustment of the SLB’s financial and/or structural characteristics. Since a number of transparency measures are specified throughout the
size is equivalent to or more than 15% but less than 50% when evaluating the item size conforming to the criteria of total asset value of return. It is 3.99% of total assets of company’s of the
disposition”); the item size is equivalent to or more than 15% but less than 50% when evaluating the item size conforming to the criteria of total asset value of return. It is 3.99% of total assets of company’s
include (1) defining objectives*, (2) determining means to attain the objectives, and (3) monitoring, evaluating, and reporting on performance.** “Good corporate governance” involves not only building
deal with client disagreements? 12 How does the firm ensure access to all necessary and updated information for evaluating client risks, especially information from external sources? _x000D_&1#&"Tahoma
and submit the audit report to the Fund Committee. • There will be annual evaluation of the CMDF’ s performance by the Fund Performance Evaluating Committee which comprises of three to five persons (ad