section 300 and section 56(1) - (4) of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports

/2020 which GL was submitted to SEC office is not accurate. This case is in the process of inquiry by the court. SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/10/2022

L.V. TECHNOLOGY Public Company Limited L.V. TECHNOLOGY Public Company Limited (“LVT”), delayed to prepare and submit the accurate financial statements and financial reports within the period of time

submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2019 (2) the

strategies, plans and targets. b) Ensuring robust system for risk management and internal control c) Clearly defining management’s responsibilities d) Overseeing appropriate policies and plans for resource

requires the use of multiple indicators (Griffin, 2000; Margolis and Walsh, 2003; Marom, 2006). The accurate measurement of CSR relies on various attributes that are inherently unobservable or measured with

means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks.    Therefore, the SEC

Investment Banking Club who have actively participated and contributed to our collaborative efforts to develop a reliable capital market as a robust fundraising platform that enhances the business sector’s

The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market

properly implemented. The IOSCO CRA Code does not address the equally important obligations that rated entities, obligors, underwriters, and arrangers have of cooperating with and providing accurate and