____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an authorised CIS? Yes No If “Yes”, please state the name of the authorised CIS
authorised CIS? Yes No If “Yes”, please state the name of the authorised CIS ________________________________________________________________________ (name of the Hong Kong Covered Management Company of the
thus unable to gather sufficient evidence for such transactions. In this regard, the SEC required AIE clarify the issues to the SEC and publicly disclose the information by May 12, 2015.In addition, AIE
and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the
’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection
is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such
Information ContactUs SEC Help Center Tel +66 233-9999 Was this page helpful? Yes No Comment
Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs SEC Help Center Tel. +66 2033 9999 Was this page helpful? Yes No Comment
Was this page helpful? Yes No Comment