Clause 3 and Clause 4 as well as the following information: (1) customer type, by indicating whether the customer is an institutional or retail investor, and also indicating the case where a customer is
Clause 3 and Clause 4 as well as the following information: (1) customer type, by indicating whether the customer is an institutional or retail investor, and also indicating the case where a customer is
Clause 3 and Clause 4 as well as the following information: (1) customer type, by indicating whether the customer is an institutional or retail investor, and also indicating the case where a customer is
fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including
NACC Integrity Awards 2019” investor bases in Hong Kong and China1. In addition, it provides a tangible progress in building economic relation between Hong Kong and Thailand in accordance with the
necessary for investors to make the decision to enter into a contract for derivatives fund management; In case the investor is a mutual fund and the statements relating to investment policy, investment
necessary for investors to make the decision to enter into a contract for derivatives fund management; (Translation) 3 In case the investor is a mutual fund and the statements relating to investment policy
necessary for investors to make the decision to enter into a contract for derivatives fund management; (Translation) 3 In case the investor is a mutual fund and the statements relating to investment policy
investor; (b) compliance with the investment policy and rules concerning investment as specified by the law; (c) prevention, correction or management of any risks arisen from investment. (3) back office
investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the customer or the investor; (b) compliance with