investor by way of providing sufficient information for decision making and to reduce risks due to a high number of senior retail investors.Furthermore, the meeting also discussed important issues related
finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance? 4. Investor Resilience: Inclusive and rational investment in the
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
นิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. ที่หัวข้อ Investor Alert List บนเว็บไซต์ www.sec.or.th นอกจากนี้ ผู้ที่มีข้อมูลเกี่ยวกับการดำเนินการที่น่าสงสัย โปรดติดต่อ Help Center โทร. 1207
perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his
appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires
derivatives warrants and investor self- assessment tests. SEC Secretary-General Pornanong Budsaratragoon said: “The SEC emphasizes the importance of our collaboration with the Investment Banking Club, which
industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for
and take action against the offender under the law in due course. SEC and SET are in close collaboration to foster transparency and investor confidence._____________________________Notes: * SET
and Recovery from COVID-19 in ASEAN หัวข้อ “HRDD and the Roles of Institutional Investor” โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจกับสิทธิมนุษยชนในตลาดทุนไทยตามหลักการชี้แนะว่าด้วยธุรกิจ