investment advice, investment planning, analysis of investment or capital market products , investment management, management of the intermediary ’s branch office, or supervising account of clients and making
, controlling and supervising business policy of an intermediary; (2) controlling, supervising and managing business units relating to investment advice, investment planning, analysis of investment or capital
Agency” shall be stated on the front of the bills. Clause 59 If the approved Thai government agencies intended to provide a financial advisor in order to analyze its information and give advice on specific
Microsoft Word - ชซ. 62-2561 ฆาร๕สฎà¸à¸‡à¸²à¸¢à¸«à¸¸à¹›à¸Žà¸†à¸¹à¹›à¸ªà¸†à¸¸à¸¥à¹•à¸⁄à¸´à¸Žà¸Łà¸£à¸²à¸Łà¹‹à¸²à¸⁄à¸łà¸£à¸°à¹•à¸Šà¸¨à¹…à¸Žà¸łà¸£à¸°à¹•à¸Šà¸¨à¹—à¸Šà¸¢_111261 (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 62/2561 Re: Offer for Sale of Bonds Denominated in Foreign Currency in the Kingdom of Th...
and give advice on specific appropriate features, terms, conditions, and tenor of the bonds being offered, the approved foreign entity shall delegate the financial advisor with the analysis of the
) ที่แตกตางจากการสั่งซื้อขาย หลักทรัพยโดยวิธีปกติ เปนตน (2) การทํ าความรูจักกับลูกคา และการใหคํ าแนะนํ า บริษัทหลักทรัพยที่ใหบริการเกี่ยวกับการแนะนํ าการลงทุนแบบเฉพาะเจาะจง (specific advice) ไมว
not constitute investment advice, financial advice or a prospectus; (3) cannot be interpreted as an offer or indication to buy or sell securities, to select a project or make any kind of business
responsibilities, the board may seek independent professional advice at the company’s expense. 3.9.7 Non-executive directors should be able to meet, as necessary, among themselves without the management team to
, nothing in this document should be construed as constituting legal, business, tax or financial advice. This material contains “forward-looking” statements that relate to future events, which are, by their
the National e-Payment Master Plan. To meet customers’ business needs, we offer advice on the use of risk management products appropriate for market timing, along with advisory service provided by KBank