responsibility to supervise such funds by providing that they are securities businesses, and thus requiring to be licensed from the SEC. At present, the Ministerial Regulation enabling the application for licenses
Notification of the Capital Market Supervisory Board concerning Investment of Funds; “management company” means a securities company that is licensed to undertake securities business in the category of mutual
total ordinary shares sold (“Spring”) and a company licensed to use the spectrum to provide digital terrestrial television services as a national business service type in a standard definition category
into agreements with NEXT regarding the restructuring of salary salaries owed by NEXT according to the conditions specified by the Company. 8. the Seller has licensed to use the patent of system to
NEXT have entered into agreements with NEXT regarding the restructuring of salary salaries owed by NEXT according to the conditions specified by the Company. 8. the Seller has licensed to use the patent
management and portfolio quality improvement, our RM teams are always on hand to offer our customers advice on sophisticated investment products and hold financial activities that provide increased
better accommodate increasingly competitive market environments. This includes shorter procedures for approval of directors/executives of licensed intermediaries and fund managers as well as automatic fund
ws: y engaging equivalent (a licensed annel), i.e., l shares of g of 99,997 Company); y engaging ent to 84.5 ging in the nt to 99.99 offices and I o m t A C b C B t b a I m m C a s t t T r a (1) (2
Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Licensed Derivatives Broker. Clause 6 The SEC Office may announce a detailed guideline
Securities Company; (3) the Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Licensed Derivatives