; “convertibles” means securities subject to any of the following rules and conditions; (1) debt repayment may be converted into settlement of shares issued by the listed company; (2) the securities holder shall
specific goods, services, or other rights under an agreement between the issuer and the holder. iii) To enhance the effectiveness of supervision, the Securities and Exchange Commission (“the SEC”) is
duties, a competent officer shall have the power to: (1) enter the premises of a special purpose juristic person, debenture holder representative, trustee or agent who collects and receives payments of
B.E. 2558] (1) enter the premises of a special purpose juristic person, debenture holder representative, trustee or agent who collects and receives payments of debts of the special purpose juristic
asset to the instrument holder in an amount and under the conditions expressly or impliedly prescribed therein, such as a bond, debenture, convertible debenture, and a bill or promissory note other than
securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other asset to the instrument holder
asset to the instrument holder in an amount and under the conditions expressly or impliedly prescribed therein, such as a bond, debenture, convertible debenture, and a bill or promissory note other than
; d. provision that restricts the issuer from creating a lien on its assets or that of its subsidiaries so that other creditors obtain a senior position to the debt securities holder offered under the
or controlling interest-holder. B. Compensation 1. Provide information about the remuneration paid to the issuer’s directors and senior managements that could have a material impact on the issuer’s
K E H O L D E R STAKE HOLDER STAKE HOLDER 21หมวดที่ 3 บทบทของผู้มีส่วนได้เสีย ในระบบการกำากับดูแลกิจการมีผู้มีส่วนได้เสียที่สำาคัญ ได้แก่ ลูกค้า พนักงาน คู่ค้า ผู้ถือหุ้น หรือนักลงทุน เจ้าหน้ี และชุม