Mr. Panya Pitchdumrong Mr. Panya Pitchdumrong, a supervisor appointed by AIRA Securities Public Company Limited to act as the preparer of the offer document of Agripure Holdings Public Company

the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (2) a report on the result of

liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose

of shares in Form 246-2 (2) a statement of intention to make a tender offer in Form 247-3 and (3) an offer document in Form 247-4 to the SEC Office. SEC Act S.247 Settlement Committee Meeting No. 2

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

Complaint Filed with an Inquiry Official Dated 08/02/2024 Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for

Patunam Khonkaen Company Limited Patunam Khonkaen Company Limited offer for sale newly issued securities in the category of bill without having obtained an approval from the SEC Office. charge is

., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official

) Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Settlement Committee Meeting No. 10/2017

Miss Ornpaphat Chantarasaka Miss Ornpaphat Chantarasaka, authorized director, responsible for the operation of Marnfah Group Company Limited, shall be liable for Marnfah Group Company Limited offer