Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and supervise the Thai
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) of the Securities and Exchange
Collective Investment Scheme _____________________________ By virtue of Section 19(3) of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008
operations, as ordered. The SEC Board, therefore, by virtue of Section 35, Paragraph 2, of the Digital Asset Business Law, passed a resolution ordering a suspension of Zipmex business operations as digital
thus banned from working as a branch manager responsible for capital market business at the bank throughout the suspension period of the investment consultant. Therefore, by virtue of Clause 34(2) of the
Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
___________________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535 (1992) and Section 14 and Section 19 of the Derivatives Act B.E. 2546 (2003) and Clause 1 of the Notification of the Capital
virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), the Securities and Exchange Commission hereby issues the