assets as collateral, mutatis mutandis . Section 15/1. The agent to collect and receive payments of debts shall have a duty to maintain separately an account and a list of the debtors’ name in respect of
Investors Should Regularly Disclose the Investment Governance Policy and Compliance with the Policy Principle 7.1 Institutional Investors should maintain appropriate record-keeping systems and keep records of
reputable third-parties may compete on investment ideas by providing alternative indices. They are assigned to calculate, maintain and disseminate the information of indices so that other players can track
and three practitioner members. To maintain the independence of the QARP and their opinions, the SEC requires that the number of the attending non-practitioner members in each session be greater than
. These efforts are expected to contribute to Thailand’s economic growth and maintain the high-quality standard of the financial reporting of listed companies in Thailand. Additionally, the SEC reinforced a
regulatory objectives include: to maintain and promote the fairness, efficiency, competitiveness, transparency and orderliness of the securities and futures industry; to help the public understand the
two of Section 308 of the Civil and Commercial Code shall not be prejudiced. The agent who collects and receives payments of debts under the first paragraph shall have a duty to maintain separately an
, Market Risk Management Sub-committee and Risk Management Committee, to maintain risks within prudent limits. 6 2.3 Liquidity Risk Management Overall liquidity in the Thai banking system was stable. Loans
relationship or professional services which disqualify such person in accordance with the governing regulations, the reasons and the necessity to maintain or appoint such person as an independent director as
Securities and Exchange Act B.E. 2535, with a mission to develop and supervise the Thai Capital Market to ensure efficiency, fairness, transparency, and integrity. In order to maintain fairness in the Capital