framework or a key feature such as Use of Proceeds evaluated or assessed by qualified third parties, such as specialised research providers or rating agencies, according to an established scoring/rating
technology (IT governance), and implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an
not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. Clause 5 . The management company shall submit to the Office the following
; “ mutual fund for a specific purpose ” means any mutual fund established under the following Notifications: (1) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures
); 3 (5) a juristic person wherein a person under (1) (2) (3) or (4) has controlling power. “foreign company” means a company established under foreign law; “Exchange” means the Stock Exchange of
or other related government entities to suppress the spread of such circumstance or damages. Such requirement is in line with international practices, even in the code of ethics established by
combat against corruption. In Thailand, many agencies have been established to prevent and combat against corruption, for example, the Office of the National Anti-Corruption Commission (ONAC), the Office
audit quality management system shall comply with the international standard on quality management established by the International Federation of Accountants (ISQM 1), and having at least 5 audit staff
: • Thailand OE Equity Fix Term established within 2012-Q3/2015. • Operated more than 5 days before the 1st reporting period. 1 Value-weighted average No. of funds IPO size (MB) Equity portion (%) 1 Equity funds
independence of their firms and personnel, and hence have established the process through which potential conflict of interests would be evaluated before the acceptance of any non-audit services. Nonetheless