, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having appropriate, reliable and efficient operating system to support an intermediary ’s
clearly, thoroughly and obviously; (2)3 determining organization structure, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having
clearly, thoroughly and obviously; (2)3 determining organization structure, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having
authority to manage an advisor of financial institution, or personnel with duty to provide advice on financial services, manage or receive clients’ capital. This is because such persons have prohibited
; (2) establish a cross-check for operation of information security to prevent potential risks; (3) establish communication channels with the SEC Office, the regulatory authority for information
The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 0 The opinions of the Independent Financial Advisor on the connected transaction by Thai Wacoal Public Company Limited Presented to Shareholders of Thai Wacoal Public Company Limited Prepared by 8 March 2019 This English report of the Independent Financial Advisor’s Opinions has been prepared solely for the convenience of foreign shareholders of Thai Wacoal Public Company Limited...
. 2562 (2019), published in the Government Gazette on April 16, 2019 and effective April 17, 2019 onward. This legislation has increased the authority and responsibilities of capital market supervisory
Microsoft Word - Orkor4_2552.doc เอกสารรับฟงความคิดเห็น เร่ือง แนวทางปรับปรุงเกณฑการออกและเสนอขาย พันธบัตรตางประเทศหรือหุนกูตางประเทศ ในประเทศไทย สํานักงาน สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลกัทรัพย (http://www.sec.or.th) อาคารจีพีเอฟ วิทยุ ทาวเวอรส บี ช้ัน 10, 13-16 เลขที่ 93/1 ถนนวิทย ุแขวงลุมพิน ีเขตปทุมวัน กรุงเทพฯ 10330 โทรศัพท 0-2263-6499 หรือ 0-2695-9999 โทรสาร 0-2651-5949 http://www.sec.or.th/ เอกสารเผยแพร เลขท่ี อก. 4 /2552 เร่ือง แนวทางปรับปรุงเกณฑการออกและเสนอขาย พ...
management personnel, that is, those persons having authority and responsibility for planning, directing and controlling the activities of the issuer, including directors and senior management of companies and
Bangchak Corporation Plc. Management Discussion & Analysis of Business Operation For Quarter 1/2020 11 - Refinery & Trading 16 - Marketing 19 - Power Plant 21 - Bio-based Products 23 - Natural Resources CONTENTS Executive Summary and Management Guidelines to Mitigate the Effects of the COVID-19 Outbreak 03 Statement of Income 09 Business Performance 11 Statement of Financial Position 24 Cash of Statement 26 Financial Ratios 27 Environment Management Accounting 29 3 Management Discussion and Anal...