investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support
methods and channels for communication, a list of relevant persons either inside or outside companies, responsible persons and communication, including clear detailed information for disclosure to relevant
persons and communication, including clear detailed information for disclosure to relevant persons. Companies should arrange a call tree3 and a name list of customers, the main service providers and other
with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional
with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional
with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional
credit loss method and the concept of hedge accounting. These include stipulations regarding the presentation and disclosure of financial instruments. Thai Financial Reporting Standards which was effective
รั้บร่างหนงัสือช้ีชวนและแบบแสดงรายการขอ้มูลตามเง่ือนไขท่ีก าหนด 3 1.6 การเปิดเผยข้อมูลเกีย่วกบัฐานะการเงินและผลการด าเนินงาน (ongoing disclosure) CIS operator มีหน้าท่ีจดัท าและจัดส่งรายงานเก่ียวกับฐานะ