Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
System of the Stock Exchange of Thailand and that appearing in the contracts related to such asset acquisition. In addition , they failed to conduct a due diligence on the appropriateness of the assumption
. This will further promote international profile and attractiveness of the Thai capital market including its products among regional and global investors.?Kesara Manchusree, President of The Stock
Commission, Government Pension Fund, National Savings Fund Board, Stock Exchange of Thailand, Federation of Thai Capital Market Organizations, Association of Thai Securities Companies, Association of
filed a criminal complaint against two other offenders, namely (1) Surasak Chuntori, and (2) Ekkamon Chuntori, for using insider information to purchase GLOBAL shares. Following a referral from the Stock
Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a
million baht. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to
conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several
companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key
technology. SEC has worked with all sectors in the capital market, such as the Ministry of Finance, Fiscal Policy Office, Public Debt Management Office, Bank of Thailand, Stock Exchange of Thailand