institution established under specific laws, who seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws
businesses, securities company under the laws governing securities and exchange, life insurance company under the laws governing life insurance or financial institution established under specific laws, who
) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause 16/1. A securities company shall get to know its
, Securities Business, and Credit Foncier Business; (c) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause
) Financial Institutions established under specific law which is a financial institution under the law on loan interest rate of financial institution. Clause 16/1.16 17 A securities company shall get to know
such measures; (3) the client is a government agency, a state enterprise or a juristic person established under specific laws; (4) the client has qualities as prescribed by the Securities Industry
effectively complied with such measures; (3) the client is a government agency, a state enterprise or a juristic person established under specific laws; (4) the client has qualities as prescribed by the
adequately and effectively complied with such measures; (3) the client is a government agency, a state enterprise or a juristic person established under specific laws; (4) the client has qualities as
not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. (Translation) -3- Clause 5. The management company shall submit to the