2 No. Question Answer (a) Form 69 – CIS full (requiring fund factsheet, prospectus, and registration statement); (b) Evidence demonstrating that Hong Kong Covered Fund is legally established under the
combat against corruption. In Thailand, many agencies have been established to prevent and combat against corruption, for example, the Office of the National Anti-Corruption Commission (ONAC), the Office
combat against corruption. In Thailand, many agencies have been established to prevent and combat against corruption, for example, the Office of the National Anti-Corruption Commission (ONAC), the Office
with its use. 2 (4) juristic person established by specific law; and (5) issuing entity established in any other forms as specified in the notification of the SEC.” SECTION 4. The provision of Section 5
or other related government entities to suppress the spread of such circumstance or damages. Such requirement is in line with international practices, even in the code of ethics established by
relevant entities while preserving market fairness and transparency. The Securities and Exchange Commission, Thailand is an independent government agency established to supervise and develop the Thai capital
at March 31, 2017 as announced by the Bank of Thailand) 8 Shareholding Structure of KPPH : KPPH was established on January 16, 2014 with initial paid-up capital of PHP 675,000,000 and has increased its
of Thailand or a stock exchange established under foreign law; “ derivatives exchange ” means a derivatives exchange under the Derivatives Act B.E. 2546 (2003) or a derivatives exchange established
____________________ Clause 36 In this Chapter: “stock exchange” means the Stock Exchange of Thailand or a stock exchange established under foreign law; “derivatives exchange” means a derivatives exchange under the
____________________ Clause 36 In this Chapter: “stock exchange” means the Stock Exchange of Thailand or a stock exchange established under foreign law; “derivatives exchange” means a derivatives exchange under the