particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
ลงทุนระมัดระวัง หากถูกชักชวนให้ลงทุน ทั้งนี้ ผู้ลงทุนสามารถตรวจสอบรายชื่อบุคคลหรือผู้ให้บริการที่ไม่ได้รับใบอนุญาตจาก ก.ล.ต. ได้ทางเว็บไซต์ ก.ล.ต. www.sec.or.th ในหัวข้อ Investor Alert รวมทั้งสามารถตรวจ
investment products in response to the objective of sustainability. Concurrently, investor education campaigns will continue and cover all demographics. SEC Deputy Secretary-General Waratchya Srimachand
asset allocation more efficiently. This would support the development of investment types or strategies that are more versatile in response to investor demands while maintaining preventive measures on
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
investment, please be careful and check for more information from the SEC website (www.sec.or.th) under ?License Check? and ?Investor Alert? banners. In case of suspicious unlicensed activities, please call
listed companies, which need investor and stakeholder recognition and acceptance. Moreover, it will motivate other investors to see the importance of making investment in those adhering to anti-corruption
companies, as an institutional investor, understand the risks and effects of climate change on business operations; and (3) to promote role of Thai capital market as one of the driving force to help
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
to speed up the account opening process for investors and supports the SEC Strategic Plan in the area of investor base expansion to allow the general public to access services and capital market