ผู้ประกอบธุรกิจตัวกลาง บุคคลที่ได้รับใบอนุญาต/ขึ้นทะเบียน กองทุนรวม ISIN Code ESG Product Platform Climate-related Risk Management for Asset Managers Investor Alert SEC Check First SEC API สินทรัพย์
revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC
?s capacity and competitiveness. The employment rate will increase while income inequality will be reduced. Furthermore, financial literacy will be strengthened in support of quality investor base
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or
available under the “License Check” banner, while the list of business operators not licensed by the SEC is available under the “Investor Alert List” on the SEC website at www.sec.or.th. In case of tips of
further proceedings. ----------------------------- Note: MAS Investor Alert List is available at http://www.mas.gov.sg/IAL.aspx?sc_q=onecoin
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments