public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
is able to show that such redemption will not affect the fund’s viability; (2)* having the term, infrastructure fund, at the end of its name and shall also contain a term specifying the category of the
and shall also contain a term specifying the category of the infrastructure business to be invested; (3)11 having a minimum capital of two billion baht and the policy to invest in infrastructure assets
of Listed Companies concerning the Connected Transactions, B.E. 2546 and No.2, B.E. 2547, it falls into the category of medium size of the connected transaction. 4. Criteria used in determining the
) suspend the operation of business in the category relating to the maintenance of capital until the intermediary regains the maintenace of capital in accordance with the Notification concerning Maintenance
maintenance of capital within the period under Clause 12 (3) or does not have capital for more than five consecutive busienss days, it shall: 7 (1) suspend the operation of business in the category relating to
securities company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and