Mutual Funds (UT Code). Operational and ongoing requirements Home jurisdiction supervision 11. The Thai Covered Fund must, on an ongoing basis, remain approved by the SEC for offering its units to the
effective: 1. Has the company or its board ignored repeated attempts by yourself (or other shareholders) to discuss needed improvements, increased disclosure or greater risk oversight? Then perhaps
of personal loan under supervision amounted to 12.8 million accounts, 5% more than last year. Personal loan receivable was 354,294 million baht, with the growth of 6% from the same period last year. In
the Capital Market Supervision Board re: Rules, Conditions and Procedures on Acquisition of Securities for Business Takeover, such person (who is required to comply with the rules issued under Section
business under the chain principle by any person reaches or exceeds 25%, 50% or 75% of the total voting rights of the business pursuant to the notification of the Capital Market Supervision Board re: Rules
358,413 million baht, with the growth of 6% from the same period last year. For personal loan industry, the numbers of account of personal loan under supervision amounted to 13.7 million accounts, 6% more
disclosed as per the Notification of the Capital Market Supervision Board No. 20/2008 Re: Rules on entering into Significant Transaction which qualifies as being acquisition or disposition of assets, B.E.2004
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
which can be issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading