and long-term interests of their clients and beneficiaries. Investors require meaningful, accurate, timely and comparable data to help them identify and manage their exposure to non-financial and other
conduct their functions pursuant to such policy. Clause 18 The policy to prevent and manage conflicts of interest as prescribed in Clause 17 shall describe at least the following contents: (1) identifying
functions pursuant to such policy. Clause 18 The policy to prevent and manage conflicts of interest as prescribed in Clause 17 shall describe at least the following contents: (1) identifying conflicts of
authority to manage an advisor of financial institution, or personnel with duty to provide advice on financial services, manage or receive clients’ capital. This is because such persons have prohibited
treat the unitholders fairly; (b) there shall be no reasonable suspicion that the applicant lacks a sufficient system to manage the REIT reliably in accordance with the trust instrument; (c) it shall be
directors, managers, persons with authority to manage an advisor of financial institution, or personnel with duty to provide advice on financial services, manage or receive clients’ capital. This is because
or sell the digital tokens or enter into a derivatives contract related to the digital tokens was assigned to a person licensed or registered under the law to manage funds or investments; or (d) in the
of the information disclosed. To maintain their level of audit quality and manage risks, audit firms began to set a policy for the audit staff to gradually reduce the staff’s personal assurance
person licensed or registered under the law to manage funds or investments; or (d) in the manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC