must comply with derivatives investment rules and be managed with due care for the benefit of investors. Maximum limit of derivatives investment must be set and clearly stated in the prospectus together
regulatory frameworks on disclosure of interim financial information to ensure that such information will best benefit investors in terms of information adequacy, accuracy and timely availability. The
courses on good corporate governance to promote ethics, morals and codes of professional conducts for utmost benefit of the clients. Vorapol added that ?Personnel in securities and derivatives businesses
these innovations to benefit various sectors within the capital market and invited stakeholders with relevant interests to leverage SEC Open Data. The event was broadcast live via the official SEC
follows : - a compensation of the benefit received from committing the offense in an amount of 283,270.00 Baht - a civil monetary penalty
; - a compensation of the benefit received from committing the offense in an amount of 7,043,960.00 Baht - a civil monetary penalty of 8,100,554.00
under the lawsuit of the plaintiff, and imposed a civil penalty and a compensation at an equal amount to the benefit should have been received from committing the offense in a sum of 558,405 Baht together
civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 245,551.00
; - a compensation of the benefit received from committing the offense in an amount of 1,966,551.96 Baht - a civil monetary penalty of 2,761,534.75 Baht
benefit received from committing the offense in an amount of 5,902,694.01 Baht - a civil monetary penalty of 6,788,098.11 Baht - a bar from